Chicago Stock Exchange

Results: 1432



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671United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Demutualization / Securities Exchange Act / United States / Self-regulatory organizations / Chicago Stock Exchange / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]August 16, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock

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Language: English - Date: 2004-08-18 09:43:40
672United States Securities and Exchange Commission / New York City / Securities Exchange Act / Stock market / United States / New York Stock Exchange / Order / American Stock Exchange / Self-regulatory organizations / Economy of the United States / Chicago Stock Exchange

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]May 26, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock

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Language: English - Date: 2004-05-27 14:38:09
67373rd United States Congress / Chicago Stock Exchange / Financial markets / Securities Exchange Act / Economy of the United States / U.S. Securities and Exchange Commission / National market system plan / Financial economics / Financial regulation / United States Securities and Exchange Commission / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 7, 2004 Self-Regulatory Organizations; The Chicago Stock Exchange, Incorporated; Order Granting Approval to Proposed Rule Change and

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Language: English - Date: 2004-07-08 15:49:45
674United States Securities and Exchange Commission / 73rd United States Congress / Financial regulation / Financial economics / Securities Exchange Act / NASDAQ / U.S. Securities and Exchange Commission / Chicago Stock Exchange / Financial Industry Regulatory Authority / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2005-03-08 12:21:00
675United States Securities and Exchange Commission / Economy of the United States / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / United States / Self-regulatory organizations / Chicago Stock Exchange / United States securities law

SRO CHX: Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Clarify that Specialists May Not Charge Commissions with Respect to the Execution of CHXpress Orders

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Language: English - Date: 2005-05-17 10:47:30
676Self-regulatory organizations / Business / Economy of the United States / Financial regulation / United States Securities and Exchange Commission / Audit committee / Securities Exchange Act / Chicago Stock Exchange / U.S. Securities and Exchange Commission / United States securities law / Corporate governance / Auditing

[removed]Federal Register / Vol. 68, No[removed]Monday, December 8, [removed]Notices Third, Applicants seek the flexibility to list each Fund’s VIPER Shares on any

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Language: English - Date: 2004-06-15 10:22:21
677Stock market / Finance / Chicago Board Options Exchange / Order / Best execution / Futures contract / Option / National best bid and offer / Floor broker / Financial economics / Financial markets / Investment

Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism; Rel. No[removed], File No. SR-CBOE[removed]

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Language: English - Date: 2005-12-08 12:17:16
678Financial regulation / 73rd United States Congress / Business / Financial system / Financial economics / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / Short / United States Securities and Exchange Commission / United States securities law / Chicago Stock Exchange

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities...; Rel. No[removed], File No. SR-CHX[removed]

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Language: English - Date: 2005-08-25 16:48:26
679Investment / CBOE S&P 500 PutWrite Index / Buy-write / Chicago Board Options Exchange / CBOE S&P 500 BuyWrite Index / Covered call / Warrant / S&P 500 / Put option / Financial economics / Options / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]November 28, 2007 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.

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Language: English - Date: 2007-11-30 17:09:41
680Securities / Self-regulatory organizations / United States securities law / United States Securities and Exchange Commission / Security / Depository Trust & Clearing Corporation / Securities Exchange Act / Options Clearing Corporation / Chicago Stock Exchange / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2007-03-16 16:41:12
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